Jerome B. Moore

BRADFORD FINANCIAL CENTER

BRENTWOOD, TN 37027

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CRD#: 2728254

Professional summary

Jerome Barber Moore, CFP®, CIMA®, who also goes by Jerry Moore, is a registered financial advisor currently at BRADFORD FINANCIAL CENTER located in Brentwood, Tennessee and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Brentwood, Tennessee.

Jerome is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jerome has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TOWER WEALTH ADVISORS - PARTNER - DBA FOR MARKETING,LEGAL AND TAX PURPOSES ONLY - BRENTWOOD, TN - SINCE 07/2014 - NOT INVESTMENT RELATED 2.) BRADFORD FINANCIAL CENTER - ADVISOR - INVESTMENT ADVISORY SERVICES - BRENTWOOD, TN - SINCE 09/2014 - INVESTMENT RELATED 3.) BELMONT UNIVERSITY - INSTRUCTOR - COURSE INSTRUCTOR FOR (CFP)CERTIFIED FINANCIAL PLANNER CERTIFICATE PROGRAM - NASHVILLE, TN - SINCE 03/2015 - NOT INVESTMENT RELATED 4.) KAPLAN - INSTRUCTOR - COURSE INSTRUCTOR FOR THE CERTIFIED FINANCIAL PLANNER (TM) DESIGNATION - BRENTWOOD, TN - SINCE 01/2017 - NOT INVESTMENT RELATED 5.) LIPSCOMB UNIVERSITY - ADJUNCT FACULTY INSTRUCTOR - TEACHING/COACHING - NASHVILLE, TN - SINCE 10/2020 - NOT INVESTMENT RELATED 6.) RICHARD BIGGS, CPA - TAX PREPARER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - BRENTWOOD, TN - SINCE 04/2022 - NOT INVESTMENT RELATED 7.) JERRY MOORE, EA. TAX PLANNER AND PREPARER - ENROLLED AGENT (EA), TAX PLANNER AND PREPARER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - BRENTWOOD, TN - SINCE 10/2022 - NOT INVESTMENT RELATED 8.) BRADFORD INSURANCE - INSURANCE SALES - NON-VARIABLE INSURANCE - BRENTWOOD, TN - SINCE 05/2024 - INVESTMENT RELATED 9.) BRADFORD TAX AND ACCOUNTING - TAX PREPARER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - BRENTWOOD, TN - SINCE 01/2025 - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Barber Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 1, 2014 - Present

BRADFORD FINANCIAL CENTER

Office #1: 205 Powell Place Suite 226, Brentwood, TN 37027

RIA

CRD#: 110953

BRENTWOOD, TN

Current

September 4, 2014 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 205 Powell Place Ste 430, Brentwood, TN 37027

RIA

CRD#: 20804

Brentwood, TN

Past

September 14, 2010 - September 10, 2014

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BRENTWOOD, TN

Past

September 13, 2010 - September 10, 2014

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BRENTWOOD, TN

Past

April 27, 2006 - August 11, 2010

AMERICAN CENTURY ADVISORY SERVICES, INC.

RIA

CRD#: 121974

KANSAS CITY, MO

Past

April 6, 2005 - August 11, 2010

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

April 15, 2003 - March 22, 2005

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

April 15, 2003 - March 22, 2005

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

May 23, 1996 - March 11, 2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADFORD FINANCIAL CENTER

CRD#: 110953 / SEC#: 801-68117

RIA

Registered Investment Advisory firm - (7/23/2007 Approved)

Iowa

Registered Investment Advisory firm - (9/13/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/23/2020)

California
(9/4/2014)

Florida
(1/2/2019)

Georgia
(9/4/2014)

Kansas
(10/9/2024)

Kentucky
(1/23/2020)

Nevada
(2/5/2024)

New York
(1/23/2020)

Tennessee
(9/4/2014)

IAR

Tennessee
(10/1/2014)

Texas
(6/14/2023)

Washington
(1/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BRADFORD FINANCIAL CENTER

CRD#: 110953 / SEC#: 801-68117

RIA

Registered Investment Advisory firm - (7/23/2007 Approved)

Iowa

Registered Investment Advisory firm - (9/13/2007 Terminated)

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Contact information

Main Address

119 Central Ave W, Clarion, IA 50525

Mailing Address

Po Box 540, Clarion, IA 50525-0540

Phone number

(515) 532-6661

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADFORD ADV 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	1,710
AUM (Assets Under Management)	$ 232,332,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerome B. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Barber Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AMERICAN CENTURY ADVISORY SERVICES, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

CURIAN CAPITAL, LLC

INVESTMENT CENTERS OF AMERICA, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

BRADFORD FINANCIAL CENTER

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2002

Series 63

Date: 7/30/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2000

Series 6

Date: 5/22/1996

FINRA

Current Firm

BRADFORD FINANCIAL CENTER

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRADFORD FINANCIAL CENTER

TRUST BUT VERIFY

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