Stephen S. Staudinger

Some features on this profile are disabled

CRD#: 2728187

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Stanley Staudinger was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 10, 2014 - July 30, 2018

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

RIA

CRD#: 171321

Vancouver, WA

Past

May 30, 2008 - September 9, 2014

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

PORTLAND, OR

Past

January 3, 2007 - September 11, 2014

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

VANCOUVER, WA

Past

January 3, 2003 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

VANCOUVER, WA

Past

December 10, 2002 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

VANCOUVER, WA

Past

September 14, 2000 - December 11, 2000

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

April 29, 1996 - October 16, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

PORTLAND PRIVATE WEALTH MANAGEMENT, INC. | VANCOUVER PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/13/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/26/1996

General Securities Representative Examination

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1834 Sw 58th Avenue Suite 101, Portland, OR 97221

Mailing Address

Phone number

(503) 405-9472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/4/2026)

Regulatory assets under management

Total Number of Accounts	916
AUM (Assets Under Management)	$ 235,435,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen S. Staudinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP SECURITIES, INC.

FFP ADVISORY SERVICES INC

VSR FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/1996

Series 63

Date: 5/1/1996

Series 31

Date: 5/13/1996

Series 7

Date: 4/26/1996

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors