Michael J. Fenske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Fenske was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2018 - September 25, 2018
MISCHLER FINANCIAL GROUP, INC.
August 13, 2013 - December 22, 2017
C. L. KING & ASSOCIATES, INC.
May 3, 2012 - August 8, 2013
GUZMAN & COMPANY
April 30, 2010 - June 1, 2011
TICONDEROGA SECURITIES LLC
June 15, 2005 - August 24, 2009
ING INVESTMENT MANAGEMENT SERVICES LLC
December 7, 2000 - June 28, 2005
SANFORD C. BERNSTEIN & CO., LLC
September 17, 1999 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
September 8, 1997 - April 1, 1998
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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