Shannon O. Mangano
Professional summary
Shannon Ossman Mangano, who also goes by Shannon Elizabeth Ossman, is a registered financial professional currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 1996. Shannon has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Ossman Mangano's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2012 - Present
LOOMIS SAYLES DISTRIBUTORS, L.P.
Office #1: One Financial Center, Boston, MA 02111August 29, 2011 - June 18, 2012
INVESTMENT PLANNERS, INC.
February 1, 2011 - April 14, 2011
EQUITABLE ADVISORS, LLC
February 27, 2001 - February 18, 2009
FIDELITY BROKERAGE SERVICES LLC
October 28, 1999 - February 18, 2009
NATIONAL FINANCIAL SERVICES LLC
February 21, 1997 - September 10, 1999
BOFA DISTRIBUTORS, INC.
July 19, 1996 - March 12, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2012)
Exams
Series 55
Date: 5/20/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795 / SEC#: , 8-49575
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOOMIS SAYLES & COMPANY, L.P. | LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER | |
| KLOCEK, JOHN FRANCIS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6256015 |
| LEGER, MAURICE PAUL | PRESIDENT | 4575004 |
| LOOMIS SAYLES DISTRIBUTORS, INC. | SOLE GENERAL PARTNER | |
| MCCARTHY, MARY | VP, SECRETARY | |
| O'CONNOR, OLGA A. | VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 7436902 |
Red Flags
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Company Information
LOOMIS SAYLES DISTRIBUTORS, L.P.
CRD#: 41795Boston, MA 02111TRUST BUT VERIFY
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