Andrew J. Brinkman

STABLEFORD CAPITAL LLC

Scottsdale, AZ 85254

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CRD#: 2727918

Professional summary

Andrew Joseph Brinkman, who also goes by Andrew J Brinkman, is a registered financial advisor currently at STABLEFORD CAPITAL LLC located in Scottsdale, Arizona.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Andrew has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Brinkman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Andrew Brinkman is the owner of Stableford Holdings, LLC (09/2014). Stableford Holdings, LLC owns the Stableford Capital LLC. Stableford Capital, LLC is also a part owner of Stableford Tax LLC (11/2016). Mr. Brinkman spends approximately 2 hours per/month (all during trading hours) on activities associated with Stableford Tax, LLC, which is located at the same address as the Registrant. This is not an investment-related activity. (2) Andrew Brinkman also holds a Life and Health Insurance license (09/2018) and spends approximately 4 hours per month (all during trading hours) on insurance-related activities. This is not an investment-related activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Brinkman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2015 - Present

STABLEFORD CAPITAL LLC

Office #1: 14648 N. Scottsdale Road Suite 130, Scottsdale, AZ 85254

RIA

CRD#: 173383

Scottsdale, AZ

Past

January 8, 2015 - November 19, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Scottsdale, AZ

Past

September 22, 2008 - December 8, 2014

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

SCOTTSDALE, AZ

Past

September 19, 2008 - December 8, 2014

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

SCOTTSDALE, AZ

Past

June 9, 2005 - September 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

April 22, 2005 - September 22, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Past

May 8, 1996 - January 14, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STABLEFORD CAPITAL LLC

STABLEFORD CAPITAL LLC | STABLEFORD CAPITAL, LLC

CRD#: 173383 / SEC#: 801-80522

RIA

Registered Investment Advisory firm - (11/7/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/13/2015)

IAR

California
(5/17/2017)

IAR

Texas
(1/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/5/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/19/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/6/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/21/2005

General Securities Representative Examination

Current Firm

STABLEFORD CAPITAL LLC

STABLEFORD CAPITAL LLC | STABLEFORD CAPITAL, LLC

CRD#: 173383 / SEC#: 801-80522

RIA

Registered Investment Advisory firm - (11/7/2014 Approved)

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Contact information

Main Address

14648 N. Scottsdale Road Suite 130, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 493-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 280,682,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Brinkman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Brinkman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STABLEFORD CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2005

Series 65

Date: 6/5/1996

Series 63

Date: 5/22/1996

SIE

Date: 11/19/2015

Series 31

Date: 12/6/2005

Series 7

Date: 4/21/2005

Current Firm

STABLEFORD CAPITAL LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STABLEFORD CAPITAL LLC

TRUST BUT VERIFY

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