Erin L. Verespy
Professional summary
Erin Lynn Verespy was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Erin is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Erin had worked at 3 firms, which includes AVANTAX ADVISORY SERVICES, AVANTAX INVESTMENT SERVICES INC., BANKBOSTON INVESTOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2000 - May 2, 2022
AVANTAX ADVISORY SERVICES
August 19, 1998 - March 27, 2019
AVANTAX INVESTMENT SERVICES, INC.
August 6, 1997 - August 21, 1998
BANKBOSTON INVESTOR SERVICES, INC.
July 15, 1996 - August 4, 1997
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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