Samuel J. Ronlund

DAKOTA WEALTH

Sartell, MN 56377

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CRD#: 2727091

Professional summary

Samuel John Ronlund is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Sartell, Minnesota.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Samuel has worked at 17 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tandem Bagels - 317 Division St, S Northfield, MN - 10/2013 start date - NIR - 10% owner - no active role - LLC - 0 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel John Ronlund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

DAKOTA WEALTH, LLC

Office #1: 2454 8th Avenue S, Suite #200, Sartell, MN 56377

RIA

CRD#: 297987

Sartell, MN

Past

December 22, 2015 - March 19, 2024

LEDGE WEALTH

RIA

CRD#: 165713

SARTELL, MN

Past

December 14, 2015 - August 19, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Sartell, MN

Past

April 14, 2015 - December 16, 2015

RS FUNDS DISTRIBUTOR LLC

CRD#: 165753

VILLANOVA, PA

Past

December 17, 2012 - February 18, 2015

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

GOLDEN VALLEY, MN

Past

June 28, 2010 - December 12, 2012

CALAMOS WEALTH MANAGEMENT LLC

RIA

CRD#: 143490

NAPERVILLE, IL

Past

June 11, 2010 - February 18, 2015

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

January 1, 2010 - June 5, 2010

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

January 15, 2008 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

January 3, 2008 - June 5, 2010

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

April 27, 2007 - January 2, 2008

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 21, 2005 - December 15, 2006

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

July 29, 2004 - January 12, 2005

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

May 15, 2002 - May 19, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

April 30, 1999 - May 19, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

October 28, 1998 - April 15, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

April 10, 1997 - October 9, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 3, 1997 - March 26, 1997

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

May 29, 1996 - February 10, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/3/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/15/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel J. Ronlund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel John Ronlund's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEDGE WEALTH

SECURITIES SERVICE NETWORK, LLC

RS FUNDS DISTRIBUTOR LLC

CALAMOS ADVISORS LLC

CALAMOS WEALTH MANAGEMENT LLC

CALAMOS FINANCIAL SERVICES LLC

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

ADP BROKER-DEALER, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

U.S. BANCORP INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2008

Series 65

Date: 6/7/1996

Series 63

Date: 6/3/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1996

Series 10

Date: 3/3/2003

Series 9

Date: 2/15/2003

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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