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William Stuart Deans

VARIABLE INVESTMENT ASSOCIATES
TEA, SD
·CRD# 2727082·30 years experience

Professional Summary

William Stuart Deans is a registered financial advisor currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota. William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

VARIABLE INVESTMENT ASSOCIATES, INC.·CRD# 44412
BD
750 E. 1st Street, Tea, SD 57064
November 4, 2004 - Present
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
June 29, 2001 - November 11, 2004
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
February 1, 2000 - July 3, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY·CRD# 1075
BD
Indianapolis, IN
February 1, 2000 - July 3, 2001
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
July 30, 1999 - February 16, 2001
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
April 4, 1996 - May 3, 1999

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Current Firm

VI
VARIABLE INVESTMENT ASSOCIATES, INC.

VARIABLE INVESTMENT ADVISORS, INC. | VARIABLE INVESTMENT ASSOCIATES, INC.

CRD#: 44412 / SEC#: 8-50699
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

750 E. 1st Street, Tea, SD 57064

Mailing Address

750 E. 1st Street, Tea, SD 57064

Phone Number

(605) 361-8230

Established

South Dakota since 10/03/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WILSON, GREGORY STEVENPRESIDENT / CEO / CCO / COO/1272680
FONDER, TERRY JOSEPHFINOP5561085
WILSON, KYLE WAGNERASSISTANT CEO5212895

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Montana
(11/4/2004)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1996About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Stuart Deans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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