GG
Gregory J. Gorman
J. W. COLE ADVISORS
East Bethel, MN 55005
Some features on this profile are disabled
CRD#: 2727049
GG
Professional summary
Gregory James Gorman, AIF®, who also goes by Greg Gorman, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in East Bethel, Minnesota and J.W. COLE FINANCIAL, INC. located in East Bethel, Minnesota.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Gorman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Innovative Money Management Inc.; Investment Related; 27577 Potomac St NE, Stacy, MN 55079; S-Corp for financial planning business; President; Start 1/1/2007; 2 hrs/mo, 0 during trading. (2) Highland Money Management/Highland Money Management, Inc; DBA; Investment Related ; 23847 Johnson St NE, East Bethel, MN 55005; Investment related operations/Insurance sales; Established in November 2014; 160 hrs/mo, 132 hrs/mo during trading. (3) Highland Money Management LLC; Not investment related; 23847 Johnson St NE, East Bethel, MN 55005; Established to manage shared real estate rental income and expenses between members (David Johnson, Randy Chumley, Gregory Gorman); Treasurer; Established 12/2021; 1 hr/mo, 0 hr during trading. (4) DGR Partners LLC; Not Investment related; 23847 Johnson St NE, East Bethel, MN 55005; Established to own and operate the real estate building where our branch office is located when we operate our securities business; Rental income is received from our individual entities and expenses are shared between members (David Johnson, Randy Chumley, Gregory Gorman); Treasurer; Established 12/2007; 1 hr/mo, 0 hr during trading. (5) Gregory Gorman/Personal; Not investment related; I occasionally compete in Demolition Derbies at local county fairs; Started doing on and off since 1987; 4 hrs/mo, 0 during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory James Gorman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2023 - Present
J. W. COLE ADVISORS, INC.
Office #1: 23847 Johnson St. Ne, East Bethel, MN 55005RIA
CRD#: 112294
East Bethel, MN
Current
April 28, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 23847 Johnson St. Ne, East Bethel, MN 55005BD
CRD#: 124583
East Bethel, MN
Past
December 9, 2013 - April 28, 2023
SPC
RIA
CRD#: 110692
EAST BETHEL, MN
Past
February 9, 2002 - April 28, 2023
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
East Bethel, MN
Past
August 4, 1997 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 15, 1996 - July 30, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2023)
RR
Arkansas(4/28/2023)
RR
Colorado(10/17/2024)
RR
Idaho(4/28/2023)
RR
Michigan(3/13/2024)
RR
Minnesota(4/28/2023)
IAR
Minnesota(4/28/2023)
RR
Wisconsin(4/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 1/24/2019
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294East Bethel, MN 55005TRUST BUT VERIFY
Monitor Gregory Gorman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
