Marvin L. Deaver

USI ADVISORS

Dallas, TX 75254

Some features on this profile are disabled

CRD#: 2726857

Professional summary

Marvin Lynn Deaver, who also goes by Marvin Lynn Deaver, is a registered financial advisor currently at USI ADVISORS located in Dallas, Texas and USI SECURITIES, INC. located in Dallas, Texas.

Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Marvin has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marvin Lynn Deaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Lynn Deaver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2022 - Present

USI ADVISORS

Office #1: 14241 Dallas Pkwy Ste 700, Dallas, TX 75254

RIA

CRD#: 108113

Dallas, TX

Current

November 30, 2022 - Present

USI SECURITIES, INC.

Office #1: 14241 Dallas Pkwy Ste 700, Dallas, TX 75254

RIA

CRD#: 43793

Dallas, TX

Past

February 13, 2020 - June 21, 2021

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

January 2, 2015 - August 19, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 12, 2010 - January 2, 2015

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

April 23, 2009 - December 31, 2009

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

HEATHROW, FL

Past

November 21, 2000 - March 3, 2009

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

IRVING, TX

Past

April 29, 1996 - October 6, 2000

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(11/30/2022)

IAR

Texas
(11/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/19/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/26/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/19/2022

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marvin L. Deaver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Lynn Deaver's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

LPL FINANCIAL LLC

EMPOWER FINANCIAL SERVICES, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

NEWPORT GROUP SECURITIES, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

ADP BROKER-DEALER, INC.

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2021

Series 63

Date: 5/2/1996

Series 6TO

Date: 7/19/2022

SIE

Date: 10/1/2018

Series 6

Date: 4/26/1996

Series 26

Date: 7/19/2022

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

Similar Advisors