Traci A. Johnson

NORTHPOINTE FINANCIAL ADVISORS LLC

Milton, MA

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CRD#: 2726829

Professional summary

Traci Aneice Johnson, who also goes by Traci A Johnson, Traci Aneice Pearson, is a registered financial advisor currently at NORTHPOINTE FINANCIAL ADVISORS LLC located in Milton, Massachusetts.

Traci is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Traci has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Traci A Johnson | Traci Aneice Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Traci Johnson is currently Partner of Hometown Rental Solutions LLC. This business is not investment related. The address of the other business is 10 Woodmere Drive, Milton, MA 02186. The nature of the business is rental property. I am a 50% managing partner. The business began in March 2013. I devote 5 hours a month to Hometown Rental Solutions LLC. None of those hours are during securities trading hours. I oversee the monthly rental deposits of the tenants and issue receipts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Traci Aneice Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2023 - Present

NORTHPOINTE FINANCIAL ADVISORS LLC

RIA

CRD#: 326895

Milton, MA

Past

August 30, 2022 - May 2, 2023

LURIE DAVIS WEALTH MANAGEMENT LLC

RIA

CRD#: 142294

Milton, MA

Past

April 24, 2009 - March 1, 2010

LURIE DAVIS WEALTH MANAGEMENT LLC

RIA

CRD#: 142294

LYNN, MA

Past

October 18, 1999 - June 28, 2006

STERN BROTHERS & CO.

CRD#: 16325

ST. LOUIS, MO

Past

September 18, 1997 - September 30, 1999

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

October 29, 1996 - August 29, 1997

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/13/2023)

IAR

Texas
(1/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/22/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1996

General Securities Representative Examination

Current Firm

NORTHPOINTE FINANCIAL ADVISORS LLC

NORTHPOINTE FINANCIAL ADVISORS LIMITED LIABILITY COMPANY | NORTHPOINTE FINANCIAL ADVISORS LLC

CRD#: 326895 / SEC#:

Illinois

Registered Investment Advisory firm - (5/29/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (10/13/2023 Approved)

Texas

Registered Investment Advisory firm - (1/23/2024 Conditional Restricted)

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Contact information

Main Address

Milton, MA

Mailing Address

Phone number

(617) 291-4347

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Traci A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Traci Aneice Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LURIE DAVIS WEALTH MANAGEMENT LLC

LURIE DAVIS WEALTH MANAGEMENT LLC

STERN BROTHERS & CO.

MERCANTILE INVESTMENT SERVICES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/2022

Series 66

Date: 4/22/2009

Series 63

Date: 12/16/1996

SIE

Date: 10/11/2021

Series 7

Date: 10/28/1996

Current Firm

NORTHPOINTE FINANCIAL ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

NORTHPOINTE FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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