Charles M. Green
SPRINGBOARD ASSET MANAGEMENT LLC
Cheshire, CT 06410
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CRD#: 2726777
Professional summary
Charles Morton Green III, CFP®, who also goes by Charles Morton Green, Chip Green, is a registered financial advisor currently at SPRINGBOARD ASSET MANAGEMENT LLC located in Cheshire, Connecticut.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Charles has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Biography
Charles M. Green, CFP® is a veteran of the industry, having worked with many premier organizations and experiencing some of the best and worst market conditions we've seen since the Dow was established.
Charles graduated from Southern Methodist University, Dallas, TX, with a Bachelor of Arts in Mathematics. After having worked with several employee benefits firms consulting on defined benefit and 401(k) plans, he joined Fidelity Investments and worked as a Financial Consultant in the New Haven, CT branch.
After a long career at Fidelity, Charles broadened his horizons and worked at several shoreline branches of NewAlliance Bank as the Financial Advisor. Most recently, however, Charles served as the Senior Consultant of Advisor Services at Symmetry Partners in Glastonbury, CT. His role there was to assist advisors across the country with building better, cheaper portfolios for their clients as well as maintaining and building more client-centric practices.
Charles now brings his decades of experience to his office in Cheshire, CT where he lives with his wife, three dogs, and baby on the way.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
Comprehensive Financial Planni...
Education Planning
Investment Planning
Do you have an area of expertise or specialization?
College/Education Planning
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Socially Responsible Investmen...
What is your minimum asset requirement?
100K
How do you get paid?
Fee Only
Are you a "fiduciary"?
Yes
Aliases
Charles Morton Green | Chip Green
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Morton Green III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
September 17, 2010 - Present
SPRINGBOARD ASSET MANAGEMENT LLC
Office #1: 355 Highland Avenue Suite 201, Cheshire, CT 06410RIA
CRD#: 154862
Cheshire, CT
Past
June 21, 2007 - August 4, 2010
SYMMETRY PARTNERS
RIA
CRD#: 120982
GLASTONBURY, CT
Past
April 12, 2007 - April 30, 2007
CONNECTICUT INVESTMENT MANAGEMENT INC
RIA
CRD#: 110462
EAST HAVEN, CT
Past
January 26, 2006 - April 30, 2007
NEWALLIANCE INVESTMENTS, INC.
BD
CRD#: 126880
EAST HAVEN, CT
Past
January 19, 2006 - April 5, 2007
NEWALLIANCE INVESTMENTS, INC.
RIA
CRD#: 126880
EAST HAVEN, CT
Past
October 14, 2005 - December 7, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
HARTFORD, CT
Past
August 30, 2005 - December 7, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
HARTFORD, CT
Past
September 16, 1997 - July 28, 2003
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW HAVEN, CT
Past
April 4, 1996 - July 23, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SPRINGBOARD ASSET MANAGEMENT LLC
SPRINGBOARD ASSET MANAGEMENT LLC
CRD#: 154862 / SEC#: 801-122972
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)Connecticut
Registered Investment Advisory firm - (1/21/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(9/17/2010)
IAR
New Hampshire(5/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SPRINGBOARD ASSET MANAGEMENT LLC
SPRINGBOARD ASSET MANAGEMENT LLC
CRD#: 154862 / SEC#: 801-122972
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)Connecticut
Registered Investment Advisory firm - (1/21/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
355 Highland Avenue Suite 201, Cheshire, CT 06410
Mailing Address
Phone number
(203) 651-7110
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 351 |
| AUM (Assets Under Management) | $ 118,916,256 |
Red Flags
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