Stephanie L. Minister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Lea Minister, who also goes by Stephanie Lea George, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1996. Stephanie had worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - February 24, 2021
VIRTU AMERICAS LLC
November 17, 2005 - June 1, 2020
VIRTU ITG LLC
April 13, 2004 - November 10, 2005
INSTINET, LLC
January 17, 1997 - November 3, 2000
BRIDGE TRADING COMPANY
April 3, 1996 - June 5, 1996
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 9/22/2022
General Securities Representative ExaminationSeries 55
Date: 3/18/2005
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
