Daniel A. Nehring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Adolfo Nehring was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2015 - December 31, 2015
BENJAMIN & JEROLD ADVISERS, LLC
February 26, 2014 - December 31, 2014
BENJAMIN & JEROLD ADVISERS, LLC
August 27, 2013 - January 5, 2016
BENJAMIN & JEROLD BROKERAGE I, LLC
November 9, 2011 - December 31, 2011
WORLD CAPITAL BROKERAGE, INC.
October 18, 2011 - December 31, 2011
INVESTMENT RESEARCH CORP
September 10, 2008 - October 30, 2009
MML INVESTORS SERVICES, LLC
September 10, 2008 - October 30, 2009
MML INVESTORS SERVICES, LLC
August 7, 2007 - June 18, 2008
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
March 5, 2007 - August 8, 2007
VOYA FINANCIAL ADVISORS, INC.
June 23, 2006 - August 8, 2007
VOYA FINANCIAL ADVISORS, INC.
July 30, 2004 - June 7, 2006
CINCINNATI ANALYSTS, INC.
September 22, 2003 - June 23, 2004
GREAT EASTERN SECURITIES, INC.
August 7, 2000 - October 30, 2001
PRINCIPAL SECURITIES, INC.
July 8, 1999 - July 12, 2000
SECURITIES MANAGEMENT & RESEARCH, INC.
June 13, 1996 - April 3, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BENJAMIN & JEROLD ADVISERS, LLC
CRD#: 165351 / SEC#: 801-77165
Contact information
Red Flags
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