WT
William R. Tennant
J M BROWN FINANCIAL PARTNERS
Tulsa, OK 74136-5740
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CRD#: 2726472
WT
Professional summary
William Raymond Tennant SR, CFP®, who also goes by William Raymond Tennant, is a registered financial advisor currently at J M BROWN FINANCIAL PARTNERS located in Tulsa, Oklahoma.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Raymond Tennant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CERTIFIED PUBLIC ACCOUNTANT: PROVIDES TAX PREPARATION SERVICES, NON-INVESTMENT RELATED, 10% OF (SEASONAL) TIME SPENT ON TAX PREPARATION SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view William Raymond Tennant SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
November 28, 2013 - Present
J M BROWN FINANCIAL PARTNERS
Office #1: 7060 S. Yale Suite 701, Tulsa, OK 74136-5740RIA
CRD#: 118427
Tulsa, OK
Past
November 23, 2005 - November 29, 2013
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
TULSA, OK
Past
April 28, 2003 - December 5, 2005
ADVISORS FINANCIAL GROUP
RIA
CRD#: 118563
TULSA, OK
Past
March 26, 2003 - November 29, 2013
SECURITIES AMERICA, INC.
BD
CRD#: 10205
TULSA, OK
Past
May 10, 1999 - April 17, 2003
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
TULSA, OK
Past
November 7, 1996 - April 11, 2003
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
J M BROWN FINANCIAL PARTNERS
J M BROWN & ASSOCIATES, INC. | ROSEROCK INVESTMENT SOLUTIONS | J M BROWN FINANCIAL PARTNERS | J M BROWN AND ASSOCIATES INC.
CRD#: 118427 / SEC#: 801-130747
RIA
Registered Investment Advisory firm - (7/24/2024 Approved)Arkansas
Registered Investment Advisory firm - (11/24/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2024 Terminated)Kansas
Registered Investment Advisory firm - (8/9/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2024 Terminated)New Jersey
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/9/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2024 Terminated)Texas
Registered Investment Advisory firm - (8/9/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(11/28/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JM
J M BROWN FINANCIAL PARTNERS
J M BROWN & ASSOCIATES, INC. | ROSEROCK INVESTMENT SOLUTIONS | J M BROWN FINANCIAL PARTNERS | J M BROWN AND ASSOCIATES INC.
CRD#: 118427 / SEC#: 801-130747
RIA
Registered Investment Advisory firm - (7/24/2024 Approved)Arkansas
Registered Investment Advisory firm - (11/24/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2024 Terminated)Kansas
Registered Investment Advisory firm - (8/9/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/13/2024 Terminated)New Jersey
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/9/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2024 Terminated)Texas
Registered Investment Advisory firm - (8/9/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7060 S. Yale Suite 701, Tulsa, OK 74136-5740
Mailing Address
Phone number
(918) 496-5460
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 934 |
| AUM (Assets Under Management) | $ 158,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J M BROWN FINANCIAL PARTNERS
CRD#: 118427Tulsa, OK 74136-5740TRUST BUT VERIFY
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