Michael B. Evans
Professional summary
Michael Benjamin Evans was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Michael had worked at 9 firms, which includes GUNNALLEN FINANCIAL INC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, MILLENNIUM SECURITIES CORP., CAMBRIDGE CAPITAL LLC, D.L. CROMWELL INVESTMENTS INC., CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - September 29, 2004
GUNNALLEN FINANCIAL, INC
September 16, 2002 - December 20, 2002
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 2002 - December 20, 2002
MSI FINANCIAL SERVICES, INC.
May 7, 1999 - August 5, 2002
IDS LIFE INSURANCE COMPANY
May 7, 1999 - August 5, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
December 2, 1998 - January 21, 1999
MILLENNIUM SECURITIES CORP.
October 13, 1998 - October 30, 1998
CAMBRIDGE CAPITAL, LLC
July 17, 1998 - September 25, 1998
D.L. CROMWELL INVESTMENTS, INC.
June 16, 1998 - July 10, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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