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SP

Stefan A. Pellish

SIGHTLINE WEALTH ADVISORS
Groton, CT 06340
Some features on this profile are disabled
CRD#: 2726284
SP

Professional summary

Stefan Alexander Pellish, CFP®, who also goes by Alex Pellish, S Alexander Pellish, is a registered financial advisor currently at SIGHTLINE WEALTH ADVISORS, LLC located in Groton, Connecticut.

Stefan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Stefan has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Long-term Care
Education Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes

Aliases

Alex Pellish | S Alexander Pellish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE OWNERSHIP ; COMMERCIAL ; GROTON, CT 06340. INDEPENDENT BROKERING ; COLONIAL LIFE & ACCIDENT INSURANCE COMPANY; JULY 2001; NO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Alexander Pellish's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Experience

Current

May 12, 2015 - Present

SIGHTLINE WEALTH ADVISORS, LLC

Office #1: 495 Gold Star Highway Suite 100, Groton, CT 06340
RIA
CRD#: 176520
Groton, CT
Past

September 6, 1996 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
GROTON, CT
Past

April 26, 1996 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 26, 1996 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
GROTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGHTLINE WEALTH ADVISORS, LLC
PELLISH & STEFFEN LLC | SIGHTLINE WEALTH ADVISORS, LLC | SIGHTLINE WEALTH ADVISORS LLC | SIGHTLINE INVESTMENTS, LLC

CRD#: 176520 / SEC#: 801-91168

RIA
Registered Investment Advisory firm - (4/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(5/12/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/25/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/14/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/1996
General Securities Representative Examination

Current Firm

SW
SIGHTLINE WEALTH ADVISORS, LLC
PELLISH & STEFFEN LLC | SIGHTLINE WEALTH ADVISORS, LLC | SIGHTLINE WEALTH ADVISORS LLC | SIGHTLINE INVESTMENTS, LLC

CRD#: 176520 / SEC#: 801-91168

RIA
Registered Investment Advisory firm - (4/13/2015 Approved)
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Contact information

Main Address
495 Gold Star Highway Suite 100, Groton, CT 06340
Mailing Address
129 Samson Rock Dr, Madison, CT 06443
Phone number
(860) 448-0611
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIGHTLINE FORM DISCLOSURE BROCHURE AND SUPPLEMENTS (7/15/2025)

Regulatory assets under management

Total Number of Accounts823
AUM (Assets Under Management)$ 293,878,415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGHTLINE WEALTH ADVISORS, LLC

CRD#: 176520Groton, CT 06340

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