Thomas Joseph Gallagher
Professional Summary
Thomas Joseph Gallagher, who also goes by Thomas J Gallagher, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1998 - 2015. Thomas had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas J Gallagher
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ROCKDALE SECURITIES, LLC | SPENCER PIERCE SECURITIES, LLC
Contact Information
Main Address
270 South Main Street Suite 103, Bountiful, UT 84010Mailing Address
270 South Main Street Suite 112-f, Bountiful, UT 84010Phone Number
(215) 816-2800Established
Delaware since 07/29/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DARK ROOM PARTNERS, LLC | OWNER | — |
| FULHAM INVESTMENT PARTNERS, LLC | OWNER | — |
| GOAL PARTNERS, LLC | OWNER | — |
| BRICKS PARTNERS, LLC | OWNER | — |
| CLD PARTNERS, LLC | OWNER | — |
| BADALAMENTI, CHARLES RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 2065038 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| VANG, NAJA | CHIEF COMPLIANCE OFFICER | 6006368 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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