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Carlos Hollander

HOLLANDER ASSET MANAGEMENT LLC
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 2725885
CH

Professional summary

Carlos Hollander, who also goes by Carlos Hollander Pontes, Carlos Hollander Lopes Pontes, Carlos Pontes, is a registered financial advisor currently at HOLLANDER ASSET MANAGEMENT LLC located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Carlos has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos Hollander Pontes | Carlos Hollander Lopes Pontes | Carlos Pontes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Hollander Consulting LLC, not investment related, President, start date 11/21/19, 1 hour spent per month, vehicle used for membership interest in CdR Hollander Asset Management. 2.) Pacaembu Realty LLC, not investment related, Manager, start date 08/26/2014, 1 hour spent a month, company invests in real estate. 3.) Jardins Realty LLC, not investment related, Managing Member, start date 06/30/2013, 1 hour a month spent, company invests in real estate. 4.) Higienopolis Realty LLC, not investment related, Managing Member, start date 06/10/2013, 1 hour a month spent, company invests in real estate. 5.) Hieron Patrimonio Familiar e Investimento Ltda., investment related, located in Brazil, Shareholder, start date 06/01/2019, 5 hours spent a month with relationship management duties. 6.) CdR Hollander Participacoes Ltda, investment related, located in Brazil, Shareholder, start date 05/03/2018, 8 hours spent a month with relationship management duties. 7.) CdR Hollander Global Diversified Fund.; Investment Related; Cayman Islands Registered Investment Fund; Director: 11/2019; 4 hours per month outside of trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Hollander's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2011 - Present

HOLLANDER ASSET MANAGEMENT LLC

Office #1: 701 Brickell Ave Suite 1550, Miami, FL 33131
RIA
CRD#: 150343
MIAMI, FL
Past

May 12, 2011 - December 31, 2014

HOLLANDER ASSET MANAGEMENT LLC

RIA
CRD#: 150343
CORAL GABLES, FL
Past

May 12, 2011 - December 31, 2019

HOLLANDER ASSET MANAGEMENT LLC

RIA
CRD#: 150343
MIAMI, FL
Past

July 16, 2009 - December 31, 2010

HOLLANDER ASSET MANAGEMENT LLC

RIA
CRD#: 150343
MIAMI, FL
Past

April 17, 2008 - April 6, 2009

BIGSUR PARTNERS, LLC

RIA
CRD#: 146511
MIAMI, FL
Past

September 13, 2007 - November 1, 2007

STATE CAPITAL WEALTH MANAGEMENT INC

RIA
CRD#: 143267
MIAMI, FL
Past

November 29, 2004 - July 7, 2006

GUGGENHEIM INVESTMENT ADVISORS, LLC

RIA
CRD#: 108263
MIAMI, FL
Past

June 5, 1998 - June 29, 1999

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

June 10, 1996 - December 24, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 10, 1996 - May 29, 1996

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOLLANDER ASSET MANAGEMENT LLC
CDR HOLLANDER ASSET MANAGEMENT LLC | HOLLANDER ASSET MANAGEMENT, LLC | HOLLANDER ASSET MANAGEMENT LLC

CRD#: 150343 / SEC#: 801-70271

RIA
Registered Investment Advisory firm - (6/23/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/12/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/26/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/9/1996
General Securities Representative Examination

Current Firm

HA
HOLLANDER ASSET MANAGEMENT LLC
CDR HOLLANDER ASSET MANAGEMENT LLC | HOLLANDER ASSET MANAGEMENT, LLC | HOLLANDER ASSET MANAGEMENT LLC

CRD#: 150343 / SEC#: 801-70271

RIA
Registered Investment Advisory firm - (6/23/2009 Approved)
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Contact information

Main Address
701 Brickell Ave Suite 1550, Miami, FL 33131
Mailing Address
Phone number
(305) 579-9255
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOLLANDER FORM ADV 2A (3/29/2025)

Regulatory assets under management

Total Number of Accounts52
AUM (Assets Under Management)$ 622,405,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLLANDER ASSET MANAGEMENT LLC

CRD#: 150343Miami, FL 33131

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