Carlos Hollander
Professional Summary
Carlos Hollander, who also goes by Carlos Hollander Pontes, Carlos Hollander Lopes Pontes, Carlos Pontes, is a registered financial advisor currently at HOLLANDER ASSET MANAGEMENT LLC located in Miami, Florida. Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Carlos has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carlos Hollander, Carlos Hollander Pontes, Carlos Hollander Lopes Pontes, Carlos Pontes
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CDR HOLLANDER ASSET MANAGEMENT LLC | HOLLANDER ASSET MANAGEMENT, LLC | HOLLANDER ASSET MANAGEMENT LLC
Contact Information
Main Address
701 Brickell Ave Suite 1550, Miami, FL 33131Phone Number
(305) 579-9255# of Employees
2SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
52AUM (Assets Under Management)
$419,680,674Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CDR HOLLANDER ASSET MANAGEMENT LLC | HOLLANDER ASSET MANAGEMENT, LLC | HOLLANDER ASSET MANAGEMENT LLC
State Registrations and Notice Filings
(5/12/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Carlos Hollander's CRS (Customer Relationship Summary).
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