Stephen P. Donovan

BLUE OWL SECURITIES

San Francisco, CA

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CRD#: 2725834

Professional summary

Stephen Paul Donovan, CIMA®, who also goes by Stephen P Donovan, Steve Donovan, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen P Donovan | Steve Donovan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Paul Donovan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 2, 2025 - Present

BLUE OWL SECURITIES

CRD#: 283250

San Francisco, CA

Past

July 30, 2019 - May 2, 2025

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

DENVER, CO

Past

May 25, 2019 - May 2, 2025

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

October 5, 2017 - May 25, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

CENTENNIAL, CO

Past

July 14, 2011 - September 28, 2017

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

DENVER, CO

Past

July 14, 2011 - September 28, 2017

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

April 1, 2010 - July 11, 2011

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

DENVER, CO

Past

August 31, 2009 - December 31, 2009

EVERGREEN INVESTMENT MANAGEMENT CO

RIA

CRD#: 104594

BOSTON, MA

Past

September 12, 2007 - December 31, 2009

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

BOSTON, MA

Past

April 12, 2006 - September 5, 2007

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

March 29, 2004 - March 29, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DENVER, CO

Past

March 29, 2004 - March 29, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DENVER, CO

Past

April 1, 1996 - August 25, 2003

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/2/2025)

Alaska
(5/2/2025)

Arizona
(5/2/2025)

Arkansas
(5/2/2025)

California
(5/2/2025)

Colorado
(5/2/2025)

Connecticut
(5/2/2025)

Delaware
(5/2/2025)

District of Columbia
(5/2/2025)

Florida
(5/2/2025)

Georgia
(5/2/2025)

Hawaii
(5/2/2025)

Idaho
(5/2/2025)

Illinois
(5/2/2025)

Indiana
(5/2/2025)

Iowa
(5/2/2025)

Kansas
(5/2/2025)

Kentucky
(5/2/2025)

Louisiana
(5/2/2025)

Maine
(5/2/2025)

Maryland
(5/2/2025)

Massachusetts
(5/2/2025)

Michigan
(5/2/2025)

Minnesota
(5/2/2025)

Mississippi
(5/2/2025)

Missouri
(5/2/2025)

Montana
(5/2/2025)

Nebraska
(5/2/2025)

Nevada
(5/2/2025)

New Hampshire
(5/2/2025)

New Jersey
(5/2/2025)

New Mexico
(5/2/2025)

New York
(5/2/2025)

North Carolina
(5/2/2025)

North Dakota
(5/2/2025)

Ohio
(5/2/2025)

Oklahoma
(5/2/2025)

Oregon
(5/2/2025)

Pennsylvania
(5/2/2025)

Puerto Rico
(5/2/2025)

Rhode Island
(5/2/2025)

South Carolina
(5/2/2025)

South Dakota
(5/2/2025)

Tennessee
(5/2/2025)

Texas
(5/2/2025)

Utah
(5/2/2025)

Vermont
(5/2/2025)

Virginia
(5/2/2025)

Washington
(5/2/2025)

West Virginia
(5/2/2025)

Wisconsin
(5/2/2025)

Wyoming
(5/2/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/21/2014

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/18/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/29/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLUE OWL SECURITIES

BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

375 Park Avenue, New York, NY 10152

Mailing Address

375 Park Avenue 4th Floor, New York, NY 10152

Phone number

(212) 419-3000

Established

Delaware since 12/17/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BLUE OWL CAPITAL GROUP LLC	SOLE MEMBER
AMATO, KERRI ANN	CHIEF COMPLIANCE OFFICER	4710835
CONNOR, SEAN RICHARD	PRESIDENT AND CHIEF EXECUTIVE OFFICER	6019182
DIRESTA, ANDREW	FINOP	7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen P. Donovan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Paul Donovan's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

OLD MUTUAL INVESTMENT PARTNERS

EVERGREEN INVESTMENT MANAGEMENT CO

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

JANUS HENDERSON DISTRIBUTORS US LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2001

Series 63

Date: 4/16/1996

SIE

Date: 10/1/2018

Series 31

Date: 2/21/2014

Series 7

Date: 12/18/1997

Series 6

Date: 3/29/1996

FINRA

Current Firm

BLUE OWL SECURITIES

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUE OWL SECURITIES

TRUST BUT VERIFY

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