Rodney L. Holloway

CFCI

BLOOMINGTON, IN 47403

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CRD#: 2725803

Professional summary

Rodney Lee Holloway is a registered financial advisor currently at CFCI located in Bloomington, Indiana.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Rodney has worked at 5 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Lee Holloway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2004 - Present

CFCI

Office #1: 674 S. College Ave, Bloomington, IN 47403

RIA

CRD#: 128257

BLOOMINGTON, IN

Past

December 3, 2002 - December 31, 2005

SPC

RIA

CRD#: 110692

BLOOMINGTON, IN

Past

November 6, 2002 - November 21, 2006

PARKLAND SECURITIES, LLC

CRD#: 115368

BLOOMINGTON, IN

Past

April 18, 2002 - November 6, 2002

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BLOOMINGTON, IN

Past

October 9, 1998 - November 6, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 25, 1996 - October 13, 1998

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CFCI

CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD#: 128257 / SEC#: 801-62834

RIA

Registered Investment Advisory firm - (3/4/2004 Approved)

Indiana

Registered Investment Advisory firm - (3/21/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/18/2004)

IAR

Texas
(9/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 3/27/2000

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CFCI

CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD#: 128257 / SEC#: 801-62834

RIA

Registered Investment Advisory firm - (3/4/2004 Approved)

Indiana

Registered Investment Advisory firm - (3/21/2005 Terminated)

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Contact information

Main Address

674 S. College Avenue, Bloomington, IN 47403

Mailing Address

Phone number

(812) 334-3190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPREHENSIVE FINANCIAL CONSULTANTS ADV BROCHURE (2/15/2025)

Regulatory assets under management

Total Number of Accounts	2,612
AUM (Assets Under Management)	$ 515,086,117

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney L. Holloway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Lee Holloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

PARKLAND SECURITIES, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CFCI

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/1998

Series 63

Date: 4/3/1996

Series 62

Date: 3/27/2000

Series 6

Date: 3/19/1996

Current Firm

CFCI

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CFCI

TRUST BUT VERIFY

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