Dennis E. Thiemann
Professional summary
Dennis Edward Thiemann, who also goes by Harvey Thiemann, is a registered financial professional currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1996. Dennis has worked at 4 firms and has passed the Series 63, SIE and Series 52 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Edward Thiemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2014 - Present
NW CAPITAL MARKETS INC.
Office #1: 522 Broad Street, Bloomfield, NJ 07003June 8, 2011 - October 5, 2012
PIPER SANDLER & CO.
October 7, 2009 - June 1, 2011
JEFFERIES LLC
April 24, 1996 - December 23, 1999
ARTHURS, LESTRANGE & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2014)
(9/15/2014)
Exams
FINRA
Current Firm
NW CAPITAL MARKETS INC.
CRD#: 17622 / SEC#: , 8-35363
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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