MC
Michael A. Coelho
SAGEVIEW ADVISORY GROUP
Austin, TX 78730
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CRD#: 2725593
MC
Professional summary
Michael Andrew Coelho, AIF® is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE PRODUCTS:, LIFE, HEALTH, DISABILITY, AND ANNUITIES; 2. GALLAGHER, NOT INVESTMENT RELATED, 2030 MAIN STREET, IRVINE, CA 92614, EMPLOYEE/GROUP BENEFITS, START 04/01/2012, 0HRS/WK (NON-TRADING HOURS), MANAGE RELATIONSHIPS; 3. NAME OF OTHER BUSINESS: RETIREMENT ADVISOR COUNCIL INVESTMENT RELATED: YES ADDRESS: 61 RAINBOW ROAD EAST GRANBY CT 06026 NATURE OF BUSINESS: ADVISORY COUNCIL FOR THE BETTERMENT OF THE RETIREMENT INDUSTRY START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER BRIEF DESCRIPTION OF DUTIES: ON PUBLIC RELATIONS COMMITTEE, SPREADING THE WORD ABOUT THE RETIREMENT INDUSTRY 4. NAME OF OTHER BUSINESS: BAYLOR UNIVERSITY INVESTMENT RELATED: NO ADDRESS: ONE BEAR PLACE #97050, WACO, TX 76798 NATURE OF BUSINESS: EDUCATION START DATE: 3/2017 POSITION/TITLE/RELATIONSHIP: AMBASSADOR APX NUMBER OF HOURS PER WEEK: VARIES NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NETWORKING, MENTORING AND DISCUSSION ABOUT BAYLOR UNIVERSITY. 5. 1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 04/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT 6. NAME OF OTHER BUSINESS: DBA SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2011 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES Sigma Alpha Epsilon Alumni Advisor; Helping current students navigate Fraternity Life; 1/1/2021; 4 hours per year.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Coelho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2012 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 6500 River Place Blvd, Building 7 Suite 250, Austin, TX 78730RIA
CRD#: 126777
Austin, TX
Past
May 23, 2011 - November 21, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
AUSTIN, TX
Past
June 15, 2010 - May 25, 2011
FINANCIAL TELESIS INC
RIA
CRD#: 31012
ANAHEIM, CA
Past
June 11, 2010 - May 25, 2011
FINANCIAL TELESIS INC
BD
CRD#: 31012
ANAHEIM, CA
Past
September 8, 2009 - December 18, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
ANAHEIM, CA
Past
September 8, 2009 - June 15, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
ANAHEIM, CA
Past
June 3, 2009 - June 21, 2011
INVESTLINC WEALTH SERVICES
RIA
CRD#: 122031
ANAHEIM, CA
Past
October 15, 2007 - March 30, 2009
WELLSPRING WEALTH MANAGEMENT LLC
RIA
CRD#: 134834
ANAHEIM, CA
Past
October 3, 2007 - September 8, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
ANAHEIM, CA
Past
October 3, 2007 - September 24, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
ANAHEIM, CA
Past
September 10, 2007 - September 8, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
ANAHEIM, CA
Past
October 27, 2004 - September 12, 2007
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
ANAHEIM, CA
Past
May 11, 2004 - April 6, 2005
INVESTLINC WEALTH SERVICES
RIA
CRD#: 122031
ANAHEIM, CA
Past
February 10, 2003 - September 12, 2007
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
ANAHEIM, CA
Past
November 2, 1998 - August 5, 2004
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/19/2012)
IAR
Texas(5/18/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
