William B. Knoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Basil Knoll was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1969. William had worked at 7 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1999 - December 31, 2016
BEACONSFIELD FINANCIAL SERVICES, INC.
November 16, 1983 - December 18, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
September 12, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 12, 1983 - January 12, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 12, 1983 - January 12, 1999
OSAIC FA, INC.
March 8, 1977 - August 26, 1983
OLD SLIP CAPITAL MANAGEMENT, INC.
June 19, 1969 - March 8, 1977
CNA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/16/1969
Registered Representative ExaminationCurrent Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
