John T. Desjardin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Timothy Desjardin was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2016 - February 27, 2018
COREBRIDGE CAPITAL SERVICES, INC.
August 28, 2008 - May 2, 2016
FSC SECURITIES CORPORATION
August 28, 2008 - May 2, 2016
FSC SECURITIES CORPORATION
October 31, 2005 - December 31, 2006
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2006
OSAIC SERVICES, INC.
April 26, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 25, 2003 - December 31, 2004
SPELMAN & CO., INC.
June 25, 2003 - December 31, 2004
SENTRA SECURITIES CORPORATION
June 25, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 5, 1999 - December 3, 2001
CHARLES SCHWAB & CO., INC.
June 4, 1996 - January 29, 1999
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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