Gregory J. Sommer
Professional summary
Gregory Joseph Sommer, who also goes by Gregory Sommer, is a registered financial professional currently at INTREPID PARTNERS, LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Joseph Sommer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2020 - Present
INTREPID PARTNERS, LLC
Office #1: 712 Fifth Avenue 31st Floor, New York, NY, 10019October 19, 2010 - July 10, 2018
DEUTSCHE BANK SECURITIES INC.
December 3, 1997 - October 20, 2010
CITIGROUP GLOBAL MARKETS INC.
August 14, 1997 - September 1, 1998
SALOMON BROTHERS INC.
May 1, 1996 - August 8, 1997
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2020)
(3/21/2020)
(3/21/2020)
(3/21/2020)
(3/21/2020)
(3/21/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INTREPID PARTNERS, LLC
CRD#: 198516 / SEC#: , 8-69615
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
