William E. Knoble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Knoble was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - September 24, 2015
KOVACK SECURITIES INC.
March 31, 2005 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
January 1, 2004 - March 31, 2005
CETERA FINANCIAL SPECIALISTS LLC
December 1, 1997 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
June 22, 1984 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
August 11, 1976 - July 6, 1979
CECIL, WALLER & STERLING, INC.
October 29, 1968 - July 19, 1976
FIRST VIRGINIA MANAGEMENT AND RESEARCH CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/24/1968
Registered Representative ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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