Michael L. Bosman

BOSMAN WEALTH MANAGEMENT

Redlands, CA 92373

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CRD#: 2724809

Professional summary

Michael Lee Bosman, who also goes by Michael Bosman, Mike Bosman, is a registered financial advisor currently at BOSMAN WEALTH MANAGEMENT, LLC located in Redlands, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 55, Series 31, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Bosman | Mike Bosman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Bosman Wealth Management LLC; Investment Related; At Reported Business Location(s); Non-Variable Insurance; Started 08/2016; 10 Hours Per Month/1 Hour During Securities Trading. 2. University of Redlands; Non-Investment Related; Redlands, CA; Adjunct Professor; Start 09/2018; part-time teaching position. 3. Friends of the A.K. Smiley Public Library; Non-Investment Related; Redlands, CA; Director; Start 06/2020; raise funds to augment the collections and youth services of the library and support library programming; approximate hours 2-3 per month. 4. Empire Management SoCal, LLC; not investment related; Redlands, CA; Managing Member since 1/2024; Property Management; 5 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Bosman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2017 - Present

BOSMAN WEALTH MANAGEMENT, LLC

Office #1: 555 Cajon Street Suite D, Redlands, CA 92373

RIA

CRD#: 290550

Redlands, CA

Past

August 14, 2015 - December 20, 2017

LPL FINANCIAL LLC

CRD#: 6413

REDLANDS, CA

Past

July 13, 2015 - December 20, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

REDLANDS, CA

Past

July 9, 2010 - March 27, 2015

TERAVISTA CAPITAL ADVISORS, LLC

RIA

CRD#: 153878

DANVILLE, CA

Past

January 31, 2003 - June 2, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

INVER GROVE HEIGHTS, MN

Past

January 31, 2003 - June 9, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

December 11, 2000 - September 16, 2002

NDX TRADING, INC.

CRD#: 39940

NEW BRIGHTON, MN

Past

February 13, 2000 - December 11, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 29, 1996 - August 1, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOSMAN WEALTH MANAGEMENT, LLC

CRD#: 290550 / SEC#: 801-132247

RIA

Registered Investment Advisory firm - (3/24/2025 Approved)

California

Registered Investment Advisory firm - (4/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/4/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/3/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/14/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2015

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 2/13/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 31

Date: 2/18/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 6

Date: 3/28/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/24/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2001

General Securities Principal Examination

Current Firm

BOSMAN WEALTH MANAGEMENT, LLC

CRD#: 290550 / SEC#: 801-132247

RIA

Registered Investment Advisory firm - (3/24/2025 Approved)

California

Registered Investment Advisory firm - (4/25/2025 Terminated)

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Contact information

Main Address

555 Cajon Street Suite D, Redlands, CA 92373

Mailing Address

Phone number

(909) 792-6765

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B SEC (2/21/2025)

FORM ADV2A/2B (2/3/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 122,542,571

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Bosman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Bosman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TERAVISTA CAPITAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NDX TRADING, INC.

MORGAN STANLEY DW INC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

BOSMAN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2015

Series 65

Date: 6/3/2010

Series 66

Date: 2/14/2000

SIE

Date: 12/20/2017

Series 7

Date: 8/14/2015

Series 55

Date: 2/13/2001

Series 31

Date: 2/18/2000

Series 6

Date: 3/28/1996

Series 53

Date: 9/24/2001

Series 24

Date: 5/24/2001

Current Firm

BOSMAN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOSMAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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