Leonardo A. Jafet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonardo Ameni Jafet was a registered financial professional .
Leonardo is a previously registered financial professional and started their career in finance in 1996. Leonardo had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2021 - April 11, 2022
BANCO DO BRASIL SECURITIES LLC
August 6, 2013 - March 19, 2021
BRADESCO SECURITIES, INC.
April 27, 2009 - August 6, 2013
SANTANDER INVESTMENT SECURITIES INC.
June 6, 2007 - March 24, 2009
UNIBANCO SECURITIES INC.
September 9, 2004 - May 17, 2007
ICBC STANDARD SECURITIES INC.
June 16, 2000 - August 18, 2004
BARCLAYS CAPITAL INC.
April 17, 1998 - March 27, 2000
COMMERZ MARKETS LLC
July 10, 1996 - February 4, 1998
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
| VEZZARO, JULIO CESAR | MEMBER OF THE BOARD OF DIRECTORS | 7425235 |
Disclosures
| Civil Event | 1 |
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