Franklin P. Knipe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Patterson Knipe was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1969. Franklin had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1990 - February 9, 1995
NORTH AMERICAN MANAGEMENT, INC.
May 16, 1983 - December 31, 1988
CADARET, GRANT & CO., INC.
May 29, 1980 - December 28, 1982
ADVANTAGE CAPITAL CORPORATION
June 7, 1976 - August 27, 1981
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 8, 1974 - June 27, 1975
INVESTMENT AND SECURITIES, INC.
July 19, 1974 - September 14, 1974
INDEPENDENT FINANCIAL PLANNERS CORPORATION
November 13, 1972 - August 31, 1974
AMERICAN PENSION INVESTMENTS, INC.
September 29, 1971 - December 13, 1972
NORTH AMERICAN MANAGEMENT, INC.
August 11, 1971 - September 27, 1971
INDEPENDENT FINANCIAL PLANNERS CORPORATION
October 29, 1969 - November 15, 1971
CNA INVESTOR SERVICES, INC.
February 10, 1969 - May 16, 1973
INDUSTRY SAVINGS PLANS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1968
Registered Representative ExaminationCurrent Firm
NORTH AMERICAN MANAGEMENT, INC.
CRD#: 624 / SEC#: , 8-10362
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
