Jeanpierre Rachmaninoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanpierre Rachmaninoff, who also goes by Jp Rachmaninoff, was a registered financial professional .
Jeanpierre is a previously registered financial professional and started their career in finance in 1996. Jeanpierre had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - August 26, 2013
DAVIS SECURITIES LLC
June 28, 2012 - September 20, 2012
MEDALIST SECURITIES INC.
December 5, 2001 - June 29, 2011
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
April 5, 2001 - July 4, 2001
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
April 3, 1996 - June 4, 1999
HEITMAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVIS SECURITIES LLC
CRD#: 138829 / SEC#: , 8-67174
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
