Heidi C. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Charlotte Davis, CFP®, who also goes by Heidi Stixrood, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1996. Heidi had worked at 4 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
January 28, 2008 - May 20, 2024
COLUMBIA FINANCIAL PLANNING LLC
January 14, 2004 - December 31, 2005
NORTHWEST FINANCIAL OF OREGON
May 6, 2002 - October 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2002 - October 30, 2003
IDS LIFE INSURANCE COMPANY
April 24, 2002 - October 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 3, 1996 - May 9, 1997
IDS LIFE INSURANCE COMPANY
April 3, 1996 - May 9, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA FINANCIAL PLANNING LLC
CRD#: 139296 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
