David Gottstein

DYNAMIC CAPITAL MANAGEMENT

Anchorage, AK 99501

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CRD#: 2724569

Professional summary

David Gottstein is a registered financial advisor currently at DYNAMIC CAPITAL MANAGEMENT, INC. located in Anchorage, Alaska.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Efficient Tax, LLC INVESTMENT RELATED 1007 West 3rd Avenue, Suite 203 ANCHORAGE, AK USA 99501 START DATE: 08/14/2009 TO: CURRENT POSITION HELD: CEO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gottstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2011 - Present

DYNAMIC CAPITAL MANAGEMENT, INC.

Office #1: 1007 West 3rd Avenue Suite 203, Anchorage, AK 99501

RIA

CRD#: 116693

Anchorage, AK

Past

June 9, 1994 - December 31, 2020

DYNAMIC CAPITAL MANAGEMENT, INC.

RIA

CRD#: 116693

ANCHORAGE, AK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(5/5/2023)

IAR

Illinois
(8/8/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 4/24/1996

Non-Member General Securities Examination

Current Firm

DYNAMIC CAPITAL MANAGEMENT, INC.

CRD#: 116693 / SEC#: 801-61032

RIA

Registered Investment Advisory firm - (5/16/2002 Terminated)

Alaska

Registered Investment Advisory firm - (12/31/2020 Approved)

Illinois

Registered Investment Advisory firm - (12/1/2025 Termination Requested)

Nevada

Registered Investment Advisory firm - (12/31/2020 Failure to Renew)

New Jersey

Registered Investment Advisory firm - (12/31/2020 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1007 West 3rd Avenue Suite 203, Anchorage, AK 99501

Mailing Address

Phone number

(907) 562-6374

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 14,827,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Gottstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gottstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC CAPITAL MANAGEMENT, INC.

DYNAMIC CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/1996

Series 2

Date: 4/24/1996

Current Firm

DYNAMIC CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DYNAMIC CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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