Steven Glatzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Glatzer, who also goes by Steve Glatzer, Steven Warren Glatzer, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 14 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2017 - February 24, 2017
DAVID LERNER ASSOCIATES, INC.
August 21, 2015 - December 27, 2016
MML INVESTORS SERVICES, LLC
January 23, 2015 - August 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2015 - August 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2013 - January 13, 2015
PRINCIPAL SECURITIES, INC.
August 3, 2012 - January 13, 2015
PRINCIPAL SECURITIES, INC.
April 16, 2012 - August 9, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 16, 2011 - June 3, 2011
NYLIFE SECURITIES LLC
December 2, 2009 - June 1, 2010
EQUITABLE ADVISORS, LLC
April 19, 2006 - November 24, 2009
NEW ENGLAND SECURITIES
February 17, 2004 - April 20, 2006
OSAIC FS, INC.
February 22, 2001 - February 20, 2004
MSI FINANCIAL SERVICES, INC.
February 22, 2001 - February 20, 2004
METROPOLITAN LIFE INSURANCE COMPANY
February 22, 2001 - February 20, 2004
MSI FINANCIAL SERVICES, INC.
June 24, 1999 - February 2, 2001
VOYA FINANCIAL ADVISORS, INC.
October 8, 1998 - June 28, 1999
MML INVESTORS SERVICES, LLC
August 4, 1998 - October 7, 1998
SECURITIES AMERICA, INC.
May 15, 1996 - August 5, 1998
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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