Robert T. Evans

BROOKWOOD INVESTMENT GROUP

CALDWELL, TX

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CRD#: 2724463

Professional summary

Robert Travis Evans, CFP® is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Caldwell, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Robert has worked at 12 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: EVANS & EVANS DATES: 08/1992 - PRESENT ADDRESS: 6166 IMPERIAL LOOP, SUITE 17, COLLEGE STATION TX 77845 INVESTMENT RELATED POSITION: INSURANCE AGENT NATURE OF BUSINESS: LIFE INSURANCE AND ANNUITY PRODUCTS HOURS: APPROXIMATELY 25 HRS/WEEK NAME: REDWOOD TAX SPECIALISTS DATES: SINCE 02/2021 ADDRESS: COLLEGE STATION, TX INVESTMENT RELATED POSITION: MANAGING DIRECTOR NATURE OF BUSINESS: INSURANCE SALES HOURS: APPROXIMATELY 5 HRS/MONTH OUTSIDE TRADING HOURS NAME: NATIONAL GOLD CONSULTANTS DATES: SINCE 2016 ADDRESS: COLLEGE STATION, TX INVESTMENT RELATED: YES POSITION: SALES REP NATURE OF BUSINESS: PRECIOUS METAL WHOLESALE HOURS: APPROXIMATELY 5 HRS/MONTH OUTSIDE TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Travis Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 2936

CINCINNATI, OH

Past

July 8, 1998 - August 29, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 25, 1998 - July 7, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 1, 1997 - March 27, 1998

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 27, 1996 - September 17, 1997

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/26/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Travis Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

FOUNDATIONS INVESTMENT ADVISORS LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

VIRTUE CAPITAL MANAGEMENT, LLC

QUARTERMASTER WEALTH MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

REDHAWK WEALTH ADVISORS, INC.

THE O.N. EQUITY SALES COMPANY

VOYA FINANCIAL ADVISORS, INC.

GUARDIAN INVESTOR SERVICES LLC

THE O.N. EQUITY SALES COMPANY

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1999

Series 63

Date: 3/26/1996

Series 6

Date: 3/26/1996

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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