Jason L. Kibbee
Professional summary
Jason Lee Kibbee was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jason is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Jason had worked at 3 firms, which includes FIRSTAR INVESTMENT SERVICESINC., MERCANTILE INVESTMENT SERVICES INC., AMERIPRISE ADVISOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2000 - September 10, 2001
FIRSTAR INVESTMENT SERVICES,INC.
March 13, 1998 - January 3, 2000
MERCANTILE INVESTMENT SERVICES, INC.
February 5, 1998 - February 27, 1998
MERCANTILE INVESTMENT SERVICES, INC.
May 2, 1996 - February 10, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRSTAR INVESTMENT SERVICES,INC.
CRD#: 14536 / SEC#: , 8-30767
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP MINNESOTA, N.A. | OWNER | |
| DAVIS, RICHARD | DIRECTOR | |
| GUEVARA, CARLOS JOHN | SENIOR VICE PRESIDENT, DIRECTOR OF COMPLIANCE | 1697335 |
| HIDY, RICHARD J. | CHIEF LEGAL OFFICER, SECRETARY | |
| JACOBSMEYER, CAROL JEAN | DIRECTOR | 603832 |
| LAMMERT, MARILYN KAY | ASSISTANT VICE PRESIDENT, SROP, CROP | 1264361 |
| MCCORMACK, DANIEL JOSEPH | INTERIM PRESIDENT | 1808443 |
| SANTIAGO, MARIA ISABEL | SENIOR VICE PRESIDENT, OPERATIONS & BROKER SERVICES | 1275974 |
| SHORT, STEVEN | DIRECTOR | |
| TRUEMAN, DANIEL JOSEPH | FINANCIAL AND OPERATIONS PRINCIPAL | 2912375 |
Red Flags
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