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Damien P. Alexander

Some features on this profile are disabled
CRD#: 2724252
DA

Professional summary

Damien Payman Alexander was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Damien is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Damien had worked at 5 firms, which includes QUEST SECURITIES INC., CETERA WEALTH SERVICES LLC, PENSION PLANNERS SECURITIES INC., AMERITAS INVESTMENT COMPANY LLC, OPPENHEIMER & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Payman Alexander | Shokrian Alexander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 12, 2012 - January 11, 2013

QUEST SECURITIES, INC.

BD
CRD#: 6828
FAIR OAKS, CA
Past

August 13, 2008 - July 12, 2011

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SACRAMENTO, CA
Past

December 7, 1998 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

BD
CRD#: 14068
SACRAMENTO, CA
Past

January 6, 1998 - November 20, 1998

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

July 3, 1996 - December 31, 1997

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 7/2/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/21/2001
Investment Company Products/Variable Contracts Principal Examination

Current Firm

QS
QUEST SECURITIES, INC.
QUEST SECURITIES, INC.

CRD#: 6828 / SEC#: , 8-18273

BD
Terminated by SEC on 05/29/2017
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Contact information

Main Address
8080 Madison Avenue,suite 102a, Fair Oaks, CA 95628
Mailing Address
Phone number
Established
California since 01/16/1975
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SCHOEN FAMILY TRUSTOWNER
BOE, HEATHER ANNCFO, VP, SECRETARY & CO-CHIEF COMPLIANCE OFFICER2651331
DOLORES A. SCHOENTRUSTEE
SCHOEN, ROBERT JOSEPHPRESIDENT, CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL414669
SCHOEN, ROBERT JOSEPHTRUSTEE414669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUEST SECURITIES, INC.

CRD#: 6828

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