Randle G. Reece
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randle Glenn Reece was a registered financial professional .
Randle is a previously registered financial professional and started their career in finance in 1996. Randle had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2011 - April 4, 2017
AVONDALE PARTNERS, LLC
October 1, 1997 - February 1, 1999
BANC OF AMERICA SECURITIES LLC
July 3, 1997 - October 1, 1997
MONTGOMERY SECURITIES
September 13, 1996 - June 4, 1997
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.