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MN

Marie T. Nicolardi

FEF DISTRIBUTORS
New York, NY 10105
Some features on this profile are disabled
CRD#: 2724071
MN

Professional summary

Marie Theresa Nicolardi, who also goes by Marie Devito, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in New York, New York.

Marie is registered as a RR (Registered Representative) and started their career in finance in 2002. Marie has worked at 6 firms and has passed the SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marie Devito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marie Theresa Nicolardi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2021 - Present

FEF DISTRIBUTORS, LLC

Office #1: 1345 Avenue Of The Americas, New York, NY 10105Office #2: 1345 Avenue Of The Americas, New York, NY 10105-4800
BD
CRD#: 46585
New York, NY
Past

September 24, 2019 - June 2, 2020

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
HUNTINGDON VALLEY, PA
Past

January 29, 2018 - September 3, 2019

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
Wayne, PA
Past

November 2, 2006 - January 5, 2018

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

August 21, 2003 - October 17, 2006

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
COLUMBUS, OH
Past

March 5, 2002 - April 29, 2003

LINCOLN INVESTMENT

BD
CRD#: 519
FORT WASHINGTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/23/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/21/2001
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FEF DISTRIBUTORS, LLC
ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Phone number
(212) 698-3300
Established
Delaware since 01/27/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLCMANAGING MEMBER108260
BRUNO, ROBERTMANAGER2102844
CARULLO, MODESTINO VITOCHIEF COMPLIANCE OFFICER1528768
CONSTANTINO, MICHAELMANAGER2932606
FONG, CHUN WAICHIEF FINANCIAL OFFICER AND FINOP4944446
OCONNOR, DAVIDGENERAL COUNSEL AND MANAGER5077118
RICCIO, FRANK JOSEPHPRESIDENT AND MANAGER4271374

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FEF DISTRIBUTORS, LLC

CRD#: 46585New York, NY 10105

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