Phillip W. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Wayne Knight, who also goes by Phil Knight, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1973. Phillip had worked at 6 firms and has passed the Series 66, Series 7, Series 22, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2010 - February 15, 2013
THE O.N. EQUITY SALES COMPANY
May 26, 2009 - December 1, 2009
PRINCIPAL SECURITIES, INC.
March 5, 2004 - May 4, 2009
MSI FINANCIAL SERVICES, INC.
March 4, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 4, 2004 - May 4, 2009
MSI FINANCIAL SERVICES, INC.
August 27, 2001 - March 5, 2004
PRINCIPAL SECURITIES, INC.
May 23, 2001 - March 5, 2004
PRINCIPAL SECURITIES, INC.
October 24, 1997 - May 18, 2001
METROPOLITAN LIFE INSURANCE COMPANY
October 24, 1997 - May 18, 2001
MSI FINANCIAL SERVICES, INC.
October 10, 1996 - August 29, 1997
GUARDIAN INVESTOR SERVICES LLC
March 14, 1994 - May 15, 1996
PRINCIPAL SECURITIES, INC.
September 10, 1992 - December 31, 1993
PRINCIPAL SECURITIES, INC.
July 14, 1982 - December 31, 1990
PRINCIPAL SECURITIES, INC.
September 23, 1981 - August 5, 1982
G. R. PHELPS & CO., INC.
August 7, 1973 - February 3, 1978
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/3/1973
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
