Byron T. Wallace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron Tracy Wallace was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 1996. Byron had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2011 - March 12, 2021
CIRCA CAPITAL, LLC
November 19, 2010 - October 19, 2011
PRIVATE WEALTH COUNSEL, LLC
June 15, 2005 - December 17, 2008
WEAVER CAPITAL MANAGEMENT, LLC
November 26, 2003 - June 15, 2005
WRH CAPITAL MANAGEMENT, LLP
March 28, 1996 - July 10, 2001
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIRCA CAPITAL, LLC
CRD#: 158694 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 152 |
| AUM (Assets Under Management) | $ 78,770,913 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
