John A. Wachendorf
Professional summary
John Aaron Wachendorf, who also goes by John A Wachendorf, John Aaron Wachendorf, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Aaron Wachendorf's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2021 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251November 12, 2020 - January 2, 2022
CHARLES SCHWAB & CO., INC.
September 19, 2017 - September 10, 2018
SCOTTRADE, INC.
June 1, 2006 - August 2, 2007
NATIONAL INVESTOR SERVICES CORP.
June 1, 2006 - September 2, 2021
TD AMERITRADE CLEARING, INC.
February 24, 1999 - June 8, 2006
RBC CAPITAL MARKETS, LLC
October 23, 1996 - January 6, 1998
FIRSTAR INVESTMENT SERVICES,INC.
March 22, 1996 - May 9, 1996
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FUTU CLEARING INC
CRD#: 298769Dallas, TX 75251TRUST BUT VERIFY
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