Jude C. Mctigue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jude Cronin Mctigue, who also goes by Cronin Mctigue, Jude C Mctigue, was a registered financial professional .
Jude is a previously registered financial professional and started their career in finance in 2005. Jude had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2011 - March 2, 2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
August 30, 2011 - April 24, 2019
WELLS FARGO SECURITIES, LLC
August 10, 2010 - August 18, 2011
CITIGROUP GLOBAL MARKETS INC.
April 9, 2009 - July 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2009 - July 16, 2010
BANC OF AMERICA SECURITIES LLC
May 30, 2008 - February 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 2005 - October 22, 2007
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
CRD#: 5958 / SEC#: , 8-16600
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO GAMING CAPITAL, LLC. | PARENT | |
| ALTAMURA, VINCENT | SECRETARY | 5794473 |
| DEROCHI, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER | 2072858 |
| HIGHUM, JON ALAN | PRESIDENT | 1848219 |
| MULLINS, TIMOTHY PAUL | DIRECTOR | 1591930 |
| NIEDFELDT, JOAN CAROLE | CHIEF FINANCIAL OFFICER | 724703 |
| PRIMAVERA, TODD GERALD | CHIEF OPERATIONS OFFICER | 2416001 |
| WEISS, JONATHAN GEOFFREY | DIRECTOR | 2362764 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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