Ronald S. May
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Scott May, AIF®, who also goes by Ron May, Ronald S May, Ronnie May, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1996. Ronald had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - November 26, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 5, 2013 - November 26, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 22, 2007 - September 5, 2013
LEVEL FOUR FINANCIAL, LLC
May 21, 2007 - September 5, 2013
LEVEL FOUR FINANCIAL, LLC
May 9, 2003 - May 24, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 6, 2003 - May 24, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 7, 2000 - April 9, 2003
RAYMOND JAMES & ASSOCIATES, INC.
July 6, 2000 - April 9, 2003
RAYMOND JAMES & ASSOCIATES, INC.
April 11, 1997 - August 24, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 11, 1997 - August 24, 1999
EQUITABLE ADVISORS, LLC
April 3, 1996 - October 28, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 3, 1996 - October 28, 1996
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
