Victor M. Dibattista
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Michael Dibattista, who also goes by VIctor M Dibattista, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2001. Victor had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2004 - November 9, 2007
PROVIDENT WEALTH MANAGEMENT, LLC
April 28, 2003 - September 16, 2015
ARIS WEALTH SERVICES INC
February 27, 2003 - November 16, 2004
SAFEGUARD SECURITIES, INC.
April 25, 2001 - May 24, 2001
J.J.B. HILLIARD, W.L. LYONS, LLC
Primary Firm SEC Registration
PROVIDENT WEALTH MANAGEMENT, LLC
CRD#: 130417 / SEC#: 801-62799
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROVIDENT WEALTH MANAGEMENT, LLC
CRD#: 130417 / SEC#: 801-62799
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,195 |
| AUM (Assets Under Management) | $ 696,599,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
