Dean W. Kuhlkin

PERIGON WEALTH MANAGEMENT

NEW YORK, NY 10019

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CRD#: 2723896

Professional summary

Dean William Kuhlkin is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in New York, New York.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Dean has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Venti Properties LLC; Not Investment Related; 14 Jackson Street, Binghamton, NY 13905; Real Estate Investment; Passive Owner; 08/25/2005; Mr. Kuhlkin does not devote any hours towards this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean William Kuhlkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2021 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 1675 Broadway 20th Floor, New York, NY 10019

RIA

CRD#: 131037

NEW YORK, NY

Past

July 20, 2019 - January 17, 2020

RLP WEALTH ADVISORS, LLC

RIA

CRD#: 289841

New York, NY

Past

December 11, 2017 - December 31, 2017

RLP WEALTH ADVISORS, LLC

RIA

CRD#: 289841

Ridgewood, NJ

Past

February 22, 2017 - November 2, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

RIDGEWOOD, NJ

Past

October 14, 2016 - November 2, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

RIDGEWOOD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/16/2021)

IAR

Texas
(11/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/27/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2017

General Securities Representative Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dean W. Kuhlkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean William Kuhlkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RLP WEALTH ADVISORS, LLC

RLP WEALTH ADVISORS, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2017

SIE

Date: 11/2/2017

Series 7

Date: 2/22/2017

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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