William J. Unkraut
STRATEGIC ADVISERS LLC | VP, Financial Consultant
UNION, KY
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CRD#: 2723868
Professional summary
William J Unkraut, who also goes by William Joseph Unkraut, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Union, Kentucky and FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. William has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I am a VP, Financial Consultant with 27 years experience with the firm. I work with a select group of clients and strive to help them improve their financial outcome. There are 6 critical areas in which I assist clients: Investment Planning, Retirement Income Planning, Asset Protection Considerations, Income Protection, Tax Efficient Investing and Estate Planning Considerations.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Joseph Unkraut
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William J Unkraut's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Thomas More College
Bachelor of Science (BS) - Business Administration
1995
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 100 Howe Drive, Covington, KY 41015RIA
CRD#: 104555
UNION, KY
Current
August 17, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015BD
CRD#: 7784
Covington, KY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Past
September 7, 2006 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
May 4, 2005 - August 17, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
COVINGTON, KY
Past
September 21, 2004 - May 20, 2005
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BLUE ASH, OH
Past
November 19, 2003 - May 20, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
February 25, 2003 - September 29, 2003
LUMENT SECURITIES, LLC
BD
CRD#: 14840
COLUMBUS, OH
Past
May 7, 1996 - February 24, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2006)
RR
Alaska(8/17/2006)
RR
Arizona(8/17/2006)
RR
Arkansas(8/17/2006)
RR
California(8/17/2006)
RR
Colorado(8/17/2006)
RR
Connecticut(8/17/2006)
RR
Delaware(8/17/2006)
RR
District of Columbia(8/17/2006)
RR
Florida(8/17/2006)
RR
Georgia(8/17/2006)
RR
Hawaii(8/17/2006)
RR
Idaho(8/17/2006)
RR
Illinois(8/17/2006)
RR
Indiana(8/17/2006)
RR
Iowa(8/17/2006)
RR
Kansas(8/17/2006)
RR
Kentucky(8/17/2006)
IAR
Kentucky(3/31/2025)
RR
Louisiana(8/17/2006)
RR
Maine(8/17/2006)
RR
Maryland(8/17/2006)
RR
Massachusetts(8/17/2006)
RR
Michigan(8/17/2006)
RR
Minnesota(8/17/2006)
RR
Mississippi(8/17/2006)
RR
Missouri(8/17/2006)
RR
Montana(8/17/2006)
RR
Nebraska(8/17/2006)
RR
Nevada(8/17/2006)
RR
New Hampshire(8/17/2006)
RR
New Jersey(8/17/2006)
RR
New Mexico(8/17/2006)
RR
New York(8/17/2006)
RR
North Carolina(8/17/2006)
RR
North Dakota(8/17/2006)
RR
Ohio(8/17/2006)
RR
Oklahoma(8/17/2006)
RR
Oregon(8/17/2006)
RR
Pennsylvania(8/17/2006)
RR
Puerto Rico(8/17/2006)
RR
Rhode Island(8/17/2006)
RR
South Carolina(8/17/2006)
RR
South Dakota(8/17/2006)
RR
Tennessee(8/17/2006)
RR
Texas(8/17/2006)
IAR
Texas(3/31/2025)
RR
Utah(8/17/2006)
RR
Vermont(8/17/2006)
RR
Virgin Islands(8/23/2007)
RR
Virginia(8/17/2006)
RR
Washington(8/17/2006)
RR
West Virginia(8/17/2006)
RR
Wisconsin(8/17/2006)
RR
Wyoming(8/17/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
VP, Financial ConsultantCRD#: 104555Union, KYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
