James M. Wagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Matthew Wagner was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2000 - December 18, 2003
EDGEWOOD SERVICES, INC.
April 22, 1996 - December 31, 2015
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDGEWOOD SERVICES, INC.
CRD#: 35970 / SEC#: , 8-46985
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATED SERVICES COMPANY | SHAREHOLDER | |
| BOUDA, BRIAN PAUL | CHIEF COMPLIANCE OFFICER | 2530800 |
| DAVIS, CHARLES LEE JR. | PRESIDENT | 4132351 |
| DONAHUE, THOMAS ROBERT | DIRECTOR/EXECUTIVE VICE PRESIDENT | 2766434 |
| FRIEDMAN, STEVEN ALAN | COMPLIANCE OFFICER | 3022856 |
| GERMAIN, PETER JOSEPH | DIRECTOR | 4152014 |
| HENSLER, LORI ANN | ASST. TREASURER | 5087537 |
| MOORE, KARY ANNE | SECRETARY | 5989808 |
| NOVAK, RICHARD ANTHONY | TREASURER | 2901271 |
| TERRIT, THOMAS EUGENE | DIRECTOR | 1057571 |
Red Flags
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