Marc D. Anazagasty

HIGHTOWER SECURITIES

Chicago, IL 60606-3414

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CRD#: 2723690

Professional summary

Marc David Anazagasty is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.

Marc is registered as a RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc David Anazagasty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2024 - Present

HIGHTOWER SECURITIES, LLC

Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414

CRD#: 116681

Chicago, IL

Past

May 5, 2010 - January 2, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 20, 2008 - March 19, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

PARAMUS, NJ

Past

September 22, 2004 - March 3, 2006

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

January 14, 1998 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 14, 1998 - January 29, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

June 4, 1997 - June 5, 1997

MILLENNIUM SECURITIES CORP.

CRD#: 31695

NEW YORK, NY

Past

February 12, 1997 - April 29, 1997

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

GARDEN CITY, NY

Past

November 5, 1996 - January 21, 1997

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/3/2024)

Exams

State Security Law Exam

Series 63

Date: 12/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HIGHTOWER SECURITIES, LLC

CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC

CRD#: 116681 / SEC#: , 8-53560

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Mailing Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Phone number

(312) 962-3800

Established

Illinois since 06/28/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HIGHTOWER HOLDING, LLC	PARENT COMPANY
BESSO, DOUGLAS JOSEPH	CTO	1530829
COVIELLO, BARRY ANTHONY	EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION	1813688
GRAY, KENDRA	CHIEF COMPLIANCE OFFICER	4388082
GRAY, KENDRA	MUNICIPAL PRINCIPAL	4388082
KARL, MATTHEW JAMES	PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP	5361093
SMITH, SCOTT DAVID	CHIEF EXECUTIVE OFFICER	2523535

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

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Firm Stability Insights

Marc D. Anazagasty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc David Anazagasty's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

MSI FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

MILLENNIUM SECURITIES CORP.

MORGAN GRANT CAPITAL CORP.

MEYERS POLLOCK ROBBINS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1996

Series 24

Date: 9/29/1999

FINRA

Current Firm

HIGHTOWER SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HIGHTOWER SECURITIES, LLC

TRUST BUT VERIFY

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